Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps we take to safeguard the information. This notice is provided to you on behalf of GWM Advisors, LLC DBA Goss Advisors. Goss Advisors is an affiliated entity to Mid Atlantic Capital Corporation and under the common control of NewEdge Capital Group LLC. Information We Collect: In connection with providing investment products, financial advice, or other services, we obtain certain non-public personal information about you, including: • Information received from you on account applications, such as your address, date of birth, social security number, occupation, financial goals, assets, and income. • Information about your transactions with us, our affiliates, or others; and • Information received from credit / service bureaus or other third parties, such as credit history or employment status. Categories of Information We Disclose: We may only disclose information that we collect in accordance with this policy. The types of personal information we collect and share will depend on the services you have elected to utilize with us. This information can include the following: • Social Security Number, Date of Birth, Address, Contact Information, Employment Information, and Income • Assets, Financial Goals and Investment Experience • Account Transactions and Retirement Assets When you are no longer with our firm, we continue to share such information as described in this notice. All financial companies need to share clients’ personal information to run their everyday business and to provide services to you. Detailed in this notice is a description of to whom Goss will share information and for which business reasons this may occur. Goss Advisors does not sell customer lists, nor will Goss sell your name to telemarketers. Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account at Goss Advisors, except under the following circumstances: • To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company. • To contracted third-party financial technology vendors requiring certain information to provide services or functions to us. • To broker-dealer firms having regulatory requirements to supervise certain of Goss Advisors activities. • To consumer reporting agencies or to third parties who perform services or marketing on our behalf. • To your attorney, trustee, or anyone else who represents you in a fiduciary capacity. • To our attorneys, accountants, or auditors; and • To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries. Privacy Policy Ver. 20210414 How We Use Information: Information may be used among companies performing support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for several purposes, such as: • To protect your accounts from unauthorized access or identity theft. • To process your requests such as securities purchases and sales. • To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Goss Advisors. • To service your accounts, such as by issuing checks and account statements. • To comply with Federal, State, and Self-Regulatory Organization requirements. • To keep you informed about financial services of interest to you. Regulation S-AM: Under Regulation S-AM, a registered investment adviser is prohibited from using eligibility information that it receives from an affiliate to make a marketing solicitation unless: (1) the potential marketing use of that information has been clearly, conspicuously, and concisely disclosed to the consumer; (2) the consumer has been provided a reasonable opportunity and a simple method to opt out of receiving the marketing solicitations; and (3) the consumer has not opted out. Goss Advisors does not receive information regarding marketing eligibility from affiliates to make solicitations. Our Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information. Goss Advisors maintains both branch office and cybersecurity policies to assist in the prevention and mitigation of identity theft. Closed or Inactive Accounts: If you close your account(s) or become an inactive customer, these Policies will continue to apply. Right to Opt-Out: If you wish to be excluded from the disclosure of nonpublic personal information about you to unaffiliated third-parties, you may opt out by contacting Brent P. Nicks, Chief Compliance Officer at compliance@gwmadvisors.com or by contacting Goss Advisors Compliance at 504-459-4391, Option #2. Complaint Notification: Please direct written complaints to Goss Advisors ATTN: Brent P. Nicks, CCO, 858 Camp Street, New Orleans LA 70130. Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: Goss Advisors, 858 Camp Street, New Orleans LA 70130 or call us at 504-459-4391.